August 23, 1939: The Molotov- von Ribbentrop Pact

On August 23, 1939, Soviet Foreign Minister Vyacheslav Molotov and German Foreign Minister Joachim von Ribbentrop signed the notorious Nazi-Soviet Non-Aggression Pact paving the way for Hitler to invade Poland and precipitating what would become World War II. Under the terms of the agreement, Nazi Germany and the Soviet Union agreed to refrain from any military aggression against each other for a period of ten years. The agreement also included a secret protocol partitioning Poland and dividing Central and Eastern Europe into “spheres of influence.” The pact was a cynical gambit between two seemingly implacable ideological foes that allowed Hitler to invade Poland without fear of becoming caught up in a two-front war. For Soviet leader Josef Stalin it was a calculated gamble to delay an almost inevitable German attack on the Soviet Union and regain territories lost during the Russian Revolution, Civil War, and the 1920 Polish- Soviet War.

German tanks and aircraft brutally attacked Poland in blitzkrieg fashion on September 1, 1939, crushing all resistance from the brave but antiquated Polish military. On September 17, the Soviet Red Army entered Poland from the East, as stipulated in the Molotov-Von Ribbentrop Pact, effectively partitioning Poland out of existence. Stalin would justify the entrance of Soviet troops into Poland as a necessary security measure to protect Poland’s Belarusian and Ukrainian minorities. However, Stalin held more insidious ambitions. Hundreds of NKVD secret police officials followed in the footsteps of the Red Army. Their mission was to organize sham referenda in which the Belarusian and Ukrainian minorities of eastern Poland would petition to join the Soviet Union and root out any opposition to Soviet rule.  By November, the Soviet Union annexed all Polish territory it occupied. Some 13.5 million Polish citizens suddenly became Soviet subjects following bogus referenda conducted in an atmosphere of terror and intimidation. The NKVD subsequently carried out a campaign of political violence and repression targeting Polish authority figures, such as military officers, police and priests for arrests and execution. Hundreds of thousands of people would be deported from eastern Poland to Siberia and other remote parts of the Soviet Union between 1939 and 1941.

The Soviets would repeat a similar script the following summer regarding the three Baltic States of Lithuania, Latvia, and Estonia. According to the terms of the Molotov-von Ribbentrop Pact the Baltic States were consigned to a Soviet sphere of influence. These three states had been reluctant components of the Russian Empire prior to World War I but emerged from its wreckage as independent states afterward. In the fall of 1939, Stalin coerced the Baltic States into signing mutual assistance treaties with the USSR after invading Poland from the East. These treaties allowed the Soviets to establish military bases in these countries and deploy up to 30,000 troops in each state. Moscow claimed that a Soviet military presence was necessary to protect Lithuania, Latvia, and Estonia from attacks by Nazi Germany. In June 1940, Stalin falsely accused the Baltic States of engaging in anti-Soviet conspiracies and issued an ultimatum to Lithuania demanding that additional Soviet troops be allowed to enter Lithuania and that a new pro-Soviet Lithuanian government be formed. Similar ultimatums were issued to Latvia and Estonia within days. The Red Army subsequently occupied Lithuania on 15 June, Latvia on 16 June, and Estonia on 17 June.

Over the next month, NKVD operatives poured into the Baltic States and began preparations for bogus elections to form new pro-Soviet governments. Between July 21-23, these new puppet governments declared themselves Soviet Socialist Republics and issued a “request” to be incorporated into the USSR. On August 3, Lithuania became the first Baltic State to be absorbed into the Soviet Union followed by Latvia and Estonia. Much like eastern Poland, the Baltic States were subject to an extreme policy of Sovietization, including arrests, executions and mass deportations. These terror tactics continued into the post-war period as agriculture in the Baltic States was collectivized and resistance to Soviet rule increased. More than 300,000 people from Estonia, Latvia and Lithuania would be deported to remote areas of the Soviet Union by the 1950s. Following the end of World War II, the Red Army waged a decade long counterinsurgency against Lithuanian partisans known as the “Forrest Brothers,” resisting Sovietization.

Stalin’s final territorial conquests as part of Molotov-von Ribbentrop were the Romanian provinces of Bessarabia (modern day Moldova) and Northern Bukovina (part of Ukraine). Throughout the 19th century ownership of Bessarabia shifted back and forth between the Russian and Ottoman Empires in a series of wars. In January 1918, Romanian military forces marched into Bessarabia, seizing the province from the Bolsheviks amidst the chaos of the Russian Civil War. The Bolsheviks never forgot the Romanians perfidy. On 26 June 1940, Soviet Foreign Minister Molotov sent an ultimatum to the Romanian government demanding the evacuation of the Romanian military and civil administration from Bessarabia and the northern part of Bukovina or risk way with the Soviet Union. Reluctant to give in to Soviet demands, the Romanians turned to their Nazi allies in Berlin for advice and protection. Berlin advised Bucharest to appease the Soviets and on June 28 Soviet military forces began entering Bessarabia unopposed. One month later the Moldavian Soviet Socialist Republic was proclaimed on August 2, 1940.

The Soviets consistently defended Stalin’s decision to sign a non-aggression pact with Hitler as a correct and necessary measure to ensure the security of the Soviet Union, given the suspect nature of the security guarantees Great Britain and France were offering. For years the Soviets also denied the existence of any secret protocols in the Molotov-von Ribbentrop Pact and claimed that the Baltic States were incorporated into the Soviet Union at their own request. The United States never officially recognized the Soviet annexation of the Baltic States and for years up until the collapse of the Soviet Union, there were Lithuanian, Latvian and Estonian embassies on 16th street in Washington DC.

In August 1989,  Soviet leader Mikhail Gorbachev finally acknowledged the existence of the Molotov-Von Ribbentrop Pact’s secret protocols and that Nazi Germany and the Soviet Union illegally divided up parts of Eastern Europe into spheres of influence before the start of World War II. It was an ill-conceived plan intended to placate the Baltic Republics and quell their growing demands for greater autonomy and independence.  However it did little of the sort because Gorbachev stopped short of admitting that the Baltic States were forcibly incorporated into the Soviet Union. On August 23, 1989, the 50th anniversary of the pact, over one million people created a 400 mile human chain linking Estonia, Latvia and Lithuania in a symbol of solidarity and a call for a restoration of their independence and statehood. 

Russian President Putin has subsequently walked back Gorbachev’s admission, amidst an overall down turn in relations with the West since 2014. Putin has denounced what he considers Western attempts to rewrite history by transferring blame for unleashing World War II from the Nazis to the Soviet Union. Putin has defended the pact as a necessary realpolitik choice made by Stalin under challenging circumstances while rehashing old Soviet disinformation that the Baltic States joined the Soviet Union of their own free will. Lastly, he has tried to recast Poland not as an innocent victim of Nazi-Soviet treachery but as the architect of many of its misfortunes, noting that Poland illegally annexed Czechoslovakian territory following the Munich Conference.

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Soviet Disunion: The March 17, 1991 Referendum

Thirty years ago today, Soviet authorities conducted a referendum on the future of the Soviet Union that would prove to be a key inflection point that would ultimately lead to the failed August 1991 coup attempt and the subsequent dissolution of the USSR. The question presented to the Soviet people was a very simple one, “Do you consider necessary the preservation of the Union of Soviet Socialist Republics as a renewed federation of equal sovereign republics in which the rights and freedom of an individual of any ethnicity will be fully guaranteed?” The referendum was conducted against a background of increasing nationalist pressures in the non-Russian Soviet Socialist Republics, unleashed by Gorbachev’s reformist policies of Glasnost and Perestroika. Increasingly bold efforts by the Baltic States to assert their sovereignty and challenge Soviet authority, prompted a violent crackdown by the Soviet military first in Lithuania on January 13, 1991 and then in Latvia later that month.The crackdown in the Baltic States generated a sharp rebuke in the West, further complicating Soviet leader Gorbachev’s efforts to manage the increasingly difficult task of reforming the country while suppressing the nationalist pressures bent on tearing the country apart. The referendum was Gorbachev’s gambit to defuse these nationalist pressures and stem the collapse of the Union without having to resort to violence. Gorbachev hoped it would make clear that despite rising separatist sentiments in many parts of the USSR, a majority of Soviet citizens wanted the country to remain unified. Additionally, he wanted to outflank hardliners who opposed any changes to the union structure.

By March 1991, Soviet authority had weakened considerably since Gorbachev first burst on the scene six years earlier and his ability to impose his will without question or compromise was diminished. To conduct such a referendum and to secure the legitimacy for a restructured union he sought to win, he needed the voluntary participation of the 15 constituent SSRs that made up the Soviet Union, which was no easy task. A number of the more nationalist minded SSR’s—Lithuania, Latvia, Estonia, Armenia, Georgia, and Moldavia—boycotted and refused to participate. Instead, the Baltic States and Georgia conducted independence referenda. The three Baltic polls all produced clear majorities in favor of independence and Georgia would follow suit in May. Still others would use the referendum to add other controversial questions.

Gorbachev probably could have managed these rising ethnic tensions if his power and authority were not under challenge from an unexpected direction, the Russian Federation. The challenge would come from Boris Yeltsin. Yeltsin had been a Politburo member but was expelled in 1988 for his incessant criticisms of Gorbachev and the slow pace of reform and he would continue to be a thorn in Gorbachev’s side. Yeltsin’ election to the new Congress of People’s Deputies in March 1990 provided him with an opportunity to maintain a higher profile. His subsequent elevation two months later to Chairman of the Supreme Soviet of the Russian Soviet Federative Socialist Republic (RSFSR), despite Gorbachev’s efforts to derail hid bid, gave Yeltsin a direct platform to challenge Gorbachev.  

Yeltsin was a shrewd politician, despite his many shortcomings that would manifest themselves later, and recognized that his path to supreme power lay not with the decaying structures of Soviet authority but those of the Russian Republic. He understood that Gorbachev needed the RSFSR participation or the referendum would be meaningless. Efforts to strong arm its participation would also undermine the legitimacy of the referendum. Yeltsin exploited this leverage to advance his own power. The RSFSR would participate but it would add an additional question, one that addressed the establishment of the office of President of Russia by universal popular suffrage.

Gorbachev eventually received the outcome he wanted, about 76 percent of those who voted were in favor of preserving the union. Gorbachev now had his popular mandate to begin negotiations on a new union treaty. The following month he met with the nine leaders of the SSRs that participated in the referendum and began talks in earnest on a new union treaty. However, in the RSFSR, 70 percent of the population approved the establishment of an elected office of the President of the Russian Republic. Gorbachev had his mandate but Yeltsin now had a high profile platform to challenge Gorbachev and the entire state and communist party apparatus of the USSR and the results would be catastrophic for the country.

Gorbachev soon found his authority steadily weakening. His retreat to the center after the violent January crackdowns in Lithuania and Latvia, only alienated hardline conservatives. The ethnically based popular front groups in the non-Russian SSRs, such as Rukh in Ukraine and the Karabakh Committee in Armenia, that were originally formed to support Gorbachev’s reform efforts were now powerful nationalist separatist movements. Yeltsin would overwhelmingly be elected President in June of 1991 giving him a popular legitimacy that Gorbachev could not hope to achieve. Yeltsin would now become the titular head of the USSR’s nascent democratic movement and Gorbachev’s greatest foil as the Soviet leader sought to navigate between hardline statists in the Politburo and popular demands for change from below.

Gorbachev continued to work with the leaders of the nine SSRs that participated in the referendum, despite his crumbling authority, but ominous dark clouds began to appear on the horizon. For Soviet hardliners, the union needed to be preserved at all costs and Gorbachev’s efforts posed a clear and urgent danger. In July 1991, a number of Soviet hardliners/Russian nationalists published an open letter in the newspaper Sovietskaya Rossiya, calling for drastic action to prevent the imminent disintegration of the USSR. In what would become known as “A Word to the People,” a number of prominent Soviet figures, several who would be implicated in the failed coup attempt a month later, warned that the country was teetering on the edge of the abyss and that the only way to save the country was to impose emergency rule. It would prove to be a clear harbinger of what was about to happen a month later.

By August, work on a new union treaty that would devolve more power and authority to the SSRs was complete and ready to be signed. On August 19, 1991 a group of hardliners known as the State Committee for the State of Emergency arrested Gorbachev and instituted emergency rule in an attempt to forestall the signing of the new agreement. News of the coup attempt produced a backlash all across the USSR with Boris Yeltsin rallying the Russian public in Moscow to rise up and resist the putsch. After three days, the coup attempt faltered. The outcome the coup plotters sought to prevent, the disintegration of the USSR was now accelerated and on December 25 1991, the red hammer and sickle flag was lowered from the Kremlin for the last time. The Soviet Union passed into the dustbin of history.